Liam O’Brien, GRC Solutions’ Subject Matter Expert, will deliver a series of short Responsible Managers Continuing Professional Development virtual workshops for Australian Financial Services Licensees and Australian Credit Licensees.
ASIC RG 105.10 After you have an AFS licence, you must maintain your organisational competence at all times.
Each series will focus on the general obligations of Responsible Managers within the respective licensing regimes, the current and emerging regulator priorities in monitoring licensees’ compliance, and practical tips for maintaining productive regulator engagement.
The virtual format offers several advantages, including
Classes are kept small, allowing interactivity. We will be using Zoom Meetings.
Liam O’Brien, Senior Consultant with GRC Solutions, will be familiar to participants in our previous RM workshops.
Liam is a highly regarded risk and compliance expert and workshop presenter. He helps organisations develop a successful risk and compliance program by converting a strategy into an operational program of work. Liam holds a Master of Applied Finance and is currently a Responsible Manager of an AFSL, company director and subject matter expert.
Please email bill.tarrant@grcsolutions.com.au to register and arrange payment.